Dfsa category 3a
WebDeloitte US Audit, Consulting, Advisory, and Tax Services WebBCS Capital (DIFC) Limited is a ‘Category 3A’ (regulated by the DFSA) Authorised Firm (with Retail Endorsement). It is part of a global business with regulated firms in multiple jurisdictions. Our regulated entities are – BCS Americas (regulated by SEC & FINRA), BCS Prime Brokerage (regulated by FCA), BCS Cyprus (Regulated by CySEC ...
Dfsa category 3a
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WebBCS Capital (DIFC) Limited is a ‘Category 3A’ (regulated by the DFSA) Authorised Firm (with Retail Endorsement). It is part of a global business with regulated firms in multiple jurisdictions. Our regulated entities are – BCS Americas (regulated by SEC & FINRA), BCS Prime Brokerage (regulated by FCA), BCS Cyprus (Regulated by CySEC ... WebThe application fee will vary according to the Financial Services to be provided and ranges from $15,000 to $70,000. Comprehensive details of fees can be found in the Fees module (FER) of the DFSA Rulebook.
WebMar 9, 2024 · DIFC Capital requirements. The base capital requirement for a Category 3D Money Services Business license US$ 200,000, and for stored value issuers is US$ 500,000. Actual capital required will ... WebBCS Capital (DIFC) Limited is a ‘Category 3A’ (regulated by the DFSA) Authorised Firm (with Retail Endorsement). It is part of a global business with regulated firms in multiple …
WebCategory Base Capital Requirement Category 1 US $10 million Category 2 US $2 million Category 3A US $500,000 Category 3B US $4 million Category 3C US $500,000 Except if the only Financial Service referred to in Rule 1.3.5(a) that the Authorised Firm is authorised to carry on is Managing a Collective Investment Fund in which Webauthorised to “Manage an Unrestricted PSIA” will continue to be classified under category 5, as in the old PIB module. Firms classified in category 3 in the old PIB module will be reclassified in the new PIB module as follows: If your Firm has the following financial service on its licence, then it would be classified as - 3A 3B 3C
WebSpearheading high-end financial operations to effectively manage projects budget and control costs with core competencies in delivering robust management information systems and processes. Currently employed at Category 3A DIFC firm as Deputy Finance Manager with the responsibility of filing quarterly/yearly PIB/PRU Returns in adherence to DFSA ...
WebJan 7, 2015 · A firm dealing in investments as matched principal or as agent would be classified as a prudential category 3A firm under the DFSA rules. circle k 20 ne waldo rdWebJun 23, 2024 · DIFC CATEGORY 3A LICENSE – DEALING IN INVESTMENTS AS PRINCIPAL / DEALING IN INVESTMENTS AS AGENT. In this category, an Authorised … diamond and circleWebGenerally, there are two components of DFSA fees. One – an application processing fee, and the other, an annual licensing fee. Application fee: US$ 15,000 for a DIFC Category 4 license application. License fee: US$ 15,000 for DIFC Category 4 license (prorated from the date of issuance of Financial Service Permissions). circle k 20 cents off cardWebJan 10, 2024 · The DFSA maintains a list of recognised auditors, and there are 15 such firms at present. DIFC Capital requirements The base capital requirement for a Category 3C Asset Manager is US$ 500,000. circle k 20 cents off gas cardWebDIFC Category 3A License – Dealing in Investments as Principal / Dealing in Investments as Agent . In this category, an Authorised Firm is licensed to carry on one … diamond and chris brownWebBCS Capital (DIFC) Limited is a ‘Category 3A’ (regulated by the DFSA) Authorised Firm (with Retail Endorsement). It is part of a global business with regulated firms in multiple … circle k 20 cents off coupondiamond and clay trick